Certified Chief Information System Auditor (CCISA)

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Duration 5 days – 35 hrs

 

Overview.

 

The CISA Training Course is designed for professionals responsible for auditing, controlling, and assuring information security systems within an organization. This course aligns with ISACA’s CISA curriculum and prepares participants for the CISA certification exam. Through comprehensive instruction and hands-on exercises, participants will learn how to conduct information system audits, assess IT governance and management practices, and oversee information system acquisition, development, and implementation to ensure that security controls align with business objectives.

 

Objectives

 

  • Gain a thorough understanding of the information systems auditing process and control frameworks.
  • Learn to evaluate IT governance and management practices to support business goals.
  • Develop skills to audit and assure information system acquisition, development, and implementation processes.
  • Understand how to apply industry best practices for IT audit, security, and risk management.
  • Prepare for the CISA certification exam with a focus on practical auditing and control skills.

 

Audience

  • IT Auditors
  • Information Security Managers
  • Compliance and Risk Professionals
  • IT Managers and Directors
  • IT Governance and Assurance Professionals
  • Systems Analysts
  • Professionals preparing for the CISA certification exam

 

Pre- requisites 

 

  • A minimum of 5 years of work experience in IT audit, security, or control-related fields (or equivalent experience).
  • Familiarity with information systems concepts, security practices, and governance is beneficial.
  • Basic knowledge of IT frameworks (e.g., COBIT, ISO 27001) is advantageous.

 

Course Content

 

Day 1: Information Systems Auditing Process

  • Introduction to IT Auditing: Overview of the audit process, audit standards, and auditor responsibilities.
  • IS Audit Standards and Guidelines: Understanding ISACA standards and best practices for auditing.
  • Audit Planning and Execution: Techniques for planning, conducting, and managing IS audits.
    • Risk-Based Audit Planning: Developing audit plans based on risk assessment.
    • Internal Control Evaluation: Assessing and testing the effectiveness of internal controls.
  • Audit Documentation and Reporting: Documenting audit findings and reporting to stakeholders.

Day 2: Governance and Management of IT

  • IT Governance Frameworks: Understanding frameworks such as COBIT and their applications.
  • IT Strategy and Alignment: Aligning IT with business goals and evaluating IT strategy.
  • IT Risk Management: Identifying, assessing, and managing IT-related risks.
  • Resource and Performance Management: Evaluating IT resource allocation, performance, and capacity planning.
  • Business Continuity and Disaster Recovery: Reviewing business continuity plans (BCP) and disaster recovery plans (DRP) to ensure operational resilience.

Day 3: Information System Acquisition, Development, and Implementation

  • System Acquisition and Development: Auditing the system acquisition process, including vendor selection and contract management.
  • Project Management and Governance: Assessing project management practices and adherence to governance frameworks.
  • Development Methodologies: Reviewing methodologies like Agile, Waterfall, and DevOps to ensure they align with organizational objectives.
  • Change Management and Release Management: Auditing processes for managing system changes and releases.
  • Post-Implementation Reviews: Evaluating new systems and applications to ensure they meet expected outcomes.

Day 4: Information Systems Operations, Maintenance, and Service Management

  • Information Systems Operations: Auditing day-to-day operations and assessing control over processes.
  • Maintenance and Patch Management: Ensuring that system maintenance and updates align with security and operational requirements.
  • IT Service Management (ITSM): Reviewing practices for service delivery and incident management.
  • Problem and Incident Management: Auditing processes for managing and resolving incidents and problems.
  • Data Backup and Recovery: Ensuring data recovery processes meet regulatory and business requirements.

 

Day 5: Protection of Information Assets and Exam Preparation

  • Information Asset Protection: Auditing controls related to data security, confidentiality, and privacy.
    • Data Encryption and Access Control: Evaluating data protection mechanisms, including encryption and access controls.
    • Physical and Environmental Security: Assessing the security of physical IT assets and environments.
  • Security Awareness and Training: Reviewing employee training programs to ensure security awareness.
  • Practice Exam Questions: Reviewing CISA-style questions to test knowledge and readiness.
  • Exam Strategy and Tips: Providing strategies for managing exam time and answering questions effectively.
  • Q&A Session: Addressing participants’ questions and clarifying key concepts.

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  • Explain warehouse processes and their impact on inventory accuracy and service performance.
  • Evaluate warehouse layouts, storage systems, and product locations.
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        Target Audience  
  • Warehouse supervisors, team leaders, and managers.
  • Inventory controllers and stock control personnel.
  • Logistics and distribution supervisors.
  • Internal auditors and operational compliance personnel.
  • Supply chain and operations professionals.
  • Personnel responsible for reviewing warehouse controls and performance.
  Prerequisites  
  • Basic familiarity with warehouse, logistics, or inventory activities.
  • General understanding of business processes and operational documentation.
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  • Basic spreadsheet skills are helpful.
  • No prior experience with a specific Warehouse Management System (WMS) is required.
   

Course Outline

  Day 1: Warehouse Processes, Layout, and Storage Controls Module 1: Warehouse Operations and Process Controls  
  • Warehouse roles within the supply chain.
  • End-to-end flow: receiving, put-away, storage, replenishment, picking, packing, and dispatch.
  • Physical stock movement and corresponding system transactions.
  • Responsibilities, authorization, and segregation of duties.
  • Common operational weaknesses and audit evidence.
  Module 2: Warehouse Layout and Storage Systems  
  • Functional zones, movement paths, and space utilization.
  • Receiving, storage, picking, staging, and dispatch areas.
  • Storage options: floor stacking, shelving, pallet racking, and bin storage.
  • Fixed and dynamic location systems.
  • Product slotting based on movement, size, handling needs, and compatibility.
  • Layout bottlenecks and their effects on productivity and inventory control.
  Module 3: Receiving and Put-Away  
  • Purchase orders, delivery documents, and expected receipts.
  • Quantity, condition, and item identification checks.
  • Recording shortages, overages, damage, and discrepancies.
  • Controls for acceptance, quarantine, and release.
  • Put-away rules and location confirmation.
  • Traceability through labels, barcodes, lot numbers, and serial numbers.
  • Timely recording of receipts and stock movements.
  Module 4: Storage, Stock Rotation, and Replenishment  
  • Storage discipline and location integrity.
  • FIFO and FEFO principles, applications, and limitations.
  • Batch, lot, and expiry-date management.
  • Controls for slow-moving, obsolete, damaged, and expired stock.
  • Replenishment of picking locations.
  • Supervision and review of stock rotation compliance.
    Day 2: Order Fulfillment and Inventory Accuracy Module 5: Picking Strategies and Order Fulfillment  
  • Discrete, batch, zone, and wave picking.
  • Selecting picking strategies for different order profiles.
  • Pick paths, location sequencing, and travel reduction.
  • Replenishment coordination and stock availability.
  • Picking verification and error prevention.
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  • Handling short picks, substitutions, cancellations, and returns.
  Module 6: Inventory Records and Accuracy Controls  
  • Item master data, units of measure, and location records.
  • On-hand, available, allocated, and quarantined stock.
  • Transaction controls for receipts, transfers, issues, returns, and adjustments.
  • Common causes of physical and system stock mismatches.
  • Barcode scanning and WMS control points.
  • Inventory reconciliation and supporting documentation.
  • Measuring inventory accuracy and interpreting discrepancies.
  Module 7: Cycle Counting and Physical Inventory  
  • Cycle counting versus full physical inventory.
  • ABC classification and risk-based count priorities.
  • Count frequency based on value, movement, and discrepancy history.
  • Count preparation, blind counting, and movement controls.
  • Recounts, variance investigation, and adjustment approval.
  • Root cause analysis and corrective action follow-up.
  • Reviewing the effectiveness of the counting program.
  Module 8: Shrinkage Reduction and Inventory Protection  
  • Sources of shrinkage: loss, damage, theft, misplacement, and recording errors.
  • Access controls and accountability for stock movements.
  • Controls for high-value and sensitive inventory.
  • Returns, write-offs, scrap, and disposal controls.
  • Exception reporting and unusual transaction patterns.
  • Investigating recurring losses and unexplained adjustments.
  • Preventive and detective controls for shrinkage reduction.
    Day 3: Performance Management, Process Review, and Improvement Module 9: Warehouse Productivity and Inventory KPIs  
  • Receiving productivity and dock-to-stock time.
  • Put-away productivity and replenishment performance.
  • Picking productivity and order accuracy.
  • Inventory accuracy and cycle count variance.
  • Space utilization and storage capacity.
  • Shrinkage, damage, and expiry indicators.
  • Defining KPI formulas, data sources, and reporting boundaries.
  • Interpreting trends while balancing speed, accuracy, and service.
      Module 10: Supervising and Auditing Warehouse Processes  
  • Process mapping and identification of critical control points.
  • Reviewing procedures against actual warehouse practices.
  • Tracing transactions from documents to systems and physical stock.
  • Reviewing approvals, access rights, and segregation of duties.
  • Identifying control gaps and recurring process exceptions.
  • Documenting findings with clear supporting evidence.
  • Prioritizing corrective actions and tracking closure.
  Module 11: Warehouse Improvement Planning  
  • Identifying bottlenecks, unnecessary movement, and rework.
  • Improving layout, slotting, and picking arrangements.
  • Addressing inventory discrepancy root causes.
  • Standardizing transaction recording and exception handling.
  • Assigning improvement owners and measurable targets.
  • Monitoring results and sustaining operational improvements.
  Module 12: Capstone — Warehouse Operations and Inventory Improvement Plan  
  • Review a warehouse scenario containing layout, transaction, inventory, and performance information.
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